Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Glynn Thomas

    IRN DGT00020

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
  • David Graham Saville Platt

    IRN DGP00006

    • CF1 Director (AR) (2 May 2002 to 18 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2004)
  • David Harper

    IRN DAH00003

    • CF30 Customer (1 Mar 2019 to 24 Dec 2020)
  • David Harrison

    IRN DXH00011

    • CF30 Customer (24 Apr 2012 to 4 Apr 2014)
    • CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
  • David Hartley

    IRN DXH00169

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF1 Director (AR) (11 Nov 2004 to 11 Nov 2004)
    • CF7 Sole Trader (AR) (13 Feb 2003 to 11 Nov 2004)
    • CF21 Investment Adviser (13 Feb 2003 to 31 Oct 2007)
  • David Hudson

    IRN DXH00019

    • CF21 Investment Adviser (10 Jan 2005 to 26 Oct 2006)
    • CF7 Sole Trader (AR) (10 Jan 2005 to 26 Oct 2006)
  • David Jacobs

    IRN DXJ00010

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF7 Sole Trader (AR) (25 Mar 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • David James Cook

    IRN DJC00050

    • CF21 Investment Adviser (20 Mar 2002 to 9 Dec 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2004)
  • David James Thornton Lee

    IRN DJL00047

    • CF7 Sole Trader (AR) (16 Dec 2004 to 19 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2005)
  • David John Adkins

    IRN DJA01134

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2021)
    • CF30 Customer (since 30 Mar 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Sep 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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