David James Thornton Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN,THORNTON & LEE INDEPENDENT FINANCIAL ADVISERS LLP (no longer approved here)

    FRN 428648

    • CF10 Compliance Oversight (1 Mar 2008 to 22 Mar 2010)
    • CF8 Apportionment and Oversight (1 Mar 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2010)
    • Responsible for Insurance Mediation (12 May 2005 to 26 Apr 2010)
    • CF21 Investment Adviser (12 May 2005 to 31 Oct 2007)
    • CF4 Partner (12 May 2005 to 26 Apr 2010)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (16 Dec 2004 to 19 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2005)
  • David Lee Independent Financial Adviser (no longer approved here)

    FRN 200748

    • Employed By (1 Dec 2001 to 19 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.