David James Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Autus Lifetime Planning Limited

    FRN 616276

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jul 2018 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (20 Mar 2002 to 9 Dec 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 9 Dec 2004)
  • Pentagon Financial Services LLP (no longer approved here)

    FRN 210643

    • (4)Employed By (1 Dec 2001 to 9 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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