David Harper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GROVE PENSION SOLUTIONS LTD (no longer approved here)
FRN 465051
- [FCA CF] Client dealing (10 Feb 2023 to 11 May 2023)
- [FCA CF] Functions requiring qualifications (14 Sep 2021 to 11 May 2023)
Grove Investment Solutions Ltd (no longer approved here)
FRN 968059
- (2)Employed By (6 May 2022 to 13 May 2023)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Mar 2019 to 24 Dec 2020)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (576)Employed By (1 Mar 2019 to 24 Dec 2020)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (17 Jan 2006 to 23 Feb 2007)
- CF22 Investment Adviser (Trainee) (17 May 2005 to 17 Jan 2006)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (11 Feb 2002 to 10 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.