David Hartley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAYLOR HARTLEY LTD (no longer approved here)

    FRN 474901

    • SMF3 Executive Director (9 Dec 2019 to 12 Dec 2025)
    • CF1 Director (1 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2008 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF1 Director (AR) (11 Nov 2004 to 11 Nov 2004)
    • CF21 Investment Adviser (13 Feb 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (13 Feb 2003 to 11 Nov 2004)
  • Taylor Hartley Ltd (no longer approved here)

    FRN 413658

    • Employed By (4 Nov 2004 to 31 Dec 2007)
  • Hartley Independent (no longer approved here)

    FRN 222610

    • (1)Employed By (13 Feb 2003 to 4 Nov 2004)
  • Oliver Financial Partnership Ltd (no longer approved here)

    FRN 193494

    • (4)Employed By (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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