Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Alfred Clayton

    IRN RAC00011

    • (2150)CF21 Investment Adviser (1 Nov 2002 to 1 Dec 2004)
  • Richard Andrew Fletcher

    IRN RAF01114

    • (2807)CF1 Director (AR) (8 Jun 2012 to 7 Aug 2013)
    • (2806)CF30 Customer (28 Dec 2011 to 7 Aug 2013)
  • Richard Angus Wright

    IRN RAW00029

    • (2485)CF30 Customer (1 Dec 2010 to 2 Nov 2020)
  • Richard Anthony Eastwood Sutcliffe

    IRN RAS00003

    • (1905)CF1 Director (AR) (18 Jan 2005 to 21 Dec 2006)
    • (1904)CF21 Investment Adviser (7 May 2004 to 21 Dec 2006)
  • Richard Atherton

    IRN RJA00034

    • (2208)CF1 Director (AR) (28 Aug 2002 to 31 Aug 2005)
    • (2207)CF21 Investment Adviser (28 Aug 2002 to 31 Aug 2005)
  • Richard Bishop

    IRN RCB01134

    • (3374)CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • (3375)CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
  • Richard Charles Astwood

    IRN RCA00007

    • (475)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2002)
    • (476)CF1 Director (AR) (1 Dec 2001 to 17 Dec 2002)
  • Richard Charles Davis

    IRN RCD00016

    • (2413)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
    • (2410)CF30 Customer (1 Nov 2007 to 31 Oct 2023)
    • (2412)CF4 Partner (AR) (12 Jun 2003 to 31 Oct 2023)
    • (2411)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Charles Lindley

    IRN RCL01071

    • (1029)CF4 Partner (AR) (1 Apr 2011 to 31 Aug 2011)
  • Richard Charles Robert Lunt

    IRN RXL00009

    • (2593)CF30 Customer (20 Jul 2012 to 1 Mar 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (337)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (336)CF30 Customer

  3. controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (333)[FCA CF] Significant management

  6. controlled function added: (332)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (331)CF30 Customer

  8. controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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