Richard Bishop

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Practice Limited

    FRN 566936

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Jul 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (10 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Apr 2012 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (1 Oct 2004 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (664)Employed By (1 Oct 2004 to 6 Sep 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (8 Dec 2003 to 3 Sep 2004)
    • CF22 Investment Adviser (Trainee) (28 Sep 2002 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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