Richard Andrew Fletcher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McHardy Private Wealth Limited

    FRN 469955

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 22 Oct 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2025)
    • CF1 Director (AR) (8 Jul 2013 to 11 Sep 2014)
    • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
    • CF1 Director (21 Mar 2013 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (8 Jun 2012 to 7 Aug 2013)
    • CF30 Customer (28 Dec 2011 to 7 Aug 2013)
  • McHardy Group Ltd (no longer approved here)

    FRN 529809

    • Employed By (8 Sep 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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