Richard Atherton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP

    FRN 442303

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 25 Jan 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (28 Aug 2002 to 31 Aug 2005)
    • CF21 Investment Adviser (28 Aug 2002 to 31 Aug 2005)
  • Lighthouse IFA (Capital) Ltd (no longer approved here)

    FRN 217705

    • (1)Employed By (28 Aug 2002 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.