Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Throgmorton Capital Management Limited
FRN 827982
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 29 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 29 Apr 2026)
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The Wright Financial Company Ltd
FRN 926034
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
- [FCA CF] Client dealing (since 3 Dec 2020)
- SMF3 Executive Director (since 3 Nov 2020)
- Responsibility for MCD Intermediation (since 3 Nov 2020)
- Responsible for Insurance Distribution (since 3 Nov 2020)
- SMF16 Compliance Oversight (since 3 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2020)
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- CF30 Customer (1 Dec 2010 to 2 Nov 2020)
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- (642)Employed By (1 Dec 2010 to 2 Nov 2020)
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- (24)Employed By (1 Dec 2001 to 30 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
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