Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Paul David White
IRN PDW00011
- (1202)CF30 Customer (15 Aug 2013 to 22 Jun 2015)
- Paul Davies
IRN PXD00100
- (2913)CF1 Director (AR) (8 Oct 2014 to 6 Nov 2020)
- (2912)CF30 Customer (24 Oct 2011 to 31 Dec 2012)
- Paul Dodds
IRN PXD00138
- (1851)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
- (1850)[FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
- Paul Donald Sayers
IRN PDS00037
- (1867)CF21 Investment Adviser (19 Jun 2003 to 12 Aug 2004)
- Paul Ernest Roberts
IRN PER00004
- (905)CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- (906)CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
- Paul Gerard Molloy
IRN PGM01131
- (698)CF30 Customer (24 Jul 2009 to 28 Jun 2010)
- Paul Gibbons
IRN PXG00008
- (1919)CF7 Sole Trader (AR) (20 Feb 2003 to 25 Feb 2004)
- (1918)CF21 Investment Adviser (1 Nov 2002 to 25 Feb 2004)
- Paul Griffiths
IRN PJG00067
- (306)7. Giving personal recommendations on long-term care insurance contracts
- (307)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (308)4. Giving personal recommendations on retail investment products which are not broker funds
- (310)Appointed representative dealing with clients for which they require qualification (since 23 Feb 2023)
- (309)CF30 Customer (since 1 Nov 2007)
- (2817)CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
- Paul Hays
IRN PXH00054
- (701)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- (702)CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
- Paul Howard Williams
IRN PHW00002
- (2889)CF30 Customer (10 Sep 2008 to 13 Feb 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Jim McArthur Financial Services Ltd(no longer appointed)
FRN 201460 · Appointed 12 Dec 2002 · Until 21 Jan 2022
- Wilkinson Financial Services(no longer appointed)
FRN 221275 · Appointed 10 Dec 2002 · Until 31 Dec 2010
- Lighthouse (Westminister)(no longer appointed)
FRN 221256 · Appointed 10 Dec 2002 · Until 17 Feb 2004
- Kingscliffe Financial Services(no longer appointed)
FRN 221276 · Appointed 10 Dec 2002 · Until 31 Dec 2005
- Kilkee Financial Services Ltd(no longer appointed)
FRN 221277 · Appointed 10 Dec 2002 · Until 17 Jan 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (337)Appointed representative dealing with clients for which they require qualification
controlled function added: (336)CF30 Customer
controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (333)[FCA CF] Significant management
controlled function added: (332)Appointed representative dealing with clients for which they require qualification
controlled function added: (331)CF30 Customer
controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose