Paul Howard Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 30 Oct 2023)
    • Employed By (22 Feb 2013 to 13 Oct 2023)
  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • CF30 Customer (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (22 Feb 2013 to 13 Oct 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Feb 2010 to 11 Nov 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (10 Sep 2008 to 13 Feb 2010)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (621)Employed By (10 Sep 2008 to 13 Feb 2010)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (28 Feb 2003 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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