Paul Griffiths

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 23 Feb 2023)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (10)Employed By (since 16 Apr 2007)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2023)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (6 Jun 2006 to 26 Apr 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 6 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.