Paul Donald Sayers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 20 May 2019)
Grant Thornton UK LLP (no longer approved here)
FRN 231791
- CF30 Customer (8 Sep 2016 to 17 May 2019)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (15 Jul 2011 to 17 Jun 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (31 Dec 2009 to 6 Jul 2011)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (19 Jun 2003 to 12 Aug 2004)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (455)Employed By (19 Jun 2003 to 12 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.