Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
    • CF30 Customer (28 May 2009 to 13 Jul 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.