Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Philip Seaton
IRN PLS00002
- (2129)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
- (2126)CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- (2128)CF7 Sole Trader (AR) (6 Dec 2002 to 31 Jan 2007)
- (2127)CF21 Investment Adviser (6 Dec 2002 to 31 Oct 2007)
- Philip Stafford
IRN PXS00158
- (1269)CF30 Customer (28 Jan 2013 to 15 Jun 2013)
- Philip Watson
IRN PXW00049
- (3077)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2024)
- (3075)CF30 Customer (1 Nov 2007 to 20 Jan 2024)
- (3076)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Philip Whitehead
IRN PXW00075
- (768)CF2 Non Executive Director (1 Dec 2001 to 6 Apr 2005)
- Philip William Thomas Glover
IRN PWG00001
- (1115)CF30 Customer (11 Jun 2008 to 31 Dec 2012)
- (1116)CF21 Investment Adviser (19 Jun 2003 to 31 Dec 2003)
- Philip Williams
IRN PXW00051
- (1099)CF21 Investment Adviser (19 Jun 2003 to 13 Nov 2003)
- Phillip Gavey
IRN PXG00062
- (750)CF1 Director (AR) (5 Jun 2009 to 16 Nov 2010)
- Piers mepsted
IRN PXM02023
- (2922)CF30 Customer (10 Sep 2008 to 31 Dec 2011)
- Pradeepkumar Mandan Chitroda
IRN PMC00002
- (1309)CF30 Customer (24 May 2010 to 4 Feb 2011)
- Prashant Punater
IRN PXP00049
- (2938)CF30 Customer (1 Nov 2007 to 19 Mar 2021)
- (2940)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2939)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Falcon Pensions & Investments Ltd(no longer appointed)
FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012
- Richmond Financial Management(no longer appointed)
FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018
- Albyn Associates Financial Management LLP(no longer appointed)
FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023
- Hurley Brown Financial Planning Ltd(no longer appointed)
FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020
- Alderwick James Financial Services LLP(no longer appointed)
FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021
- Banchory Financial Services(no longer appointed)
FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (347)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (345)Appointed representative dealing with clients for which they require qualification
controlled function added: (344)CF30 Customer
controlled function added: (343)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (341)Appointed representative dealing with clients for which they require qualification
controlled function added: (340)CF30 Customer
controlled function added: (339)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)