Phillip Gavey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (5 Jun 2009 to 16 Nov 2010)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF22 Investment Adviser (Trainee) (6 Jan 2005 to 30 Nov 2005)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (2 Aug 2004 to 31 Dec 2004)
Capital Planning UK Ltd (no longer approved here)
FRN 402461
- Employed By (2 Aug 2004 to 31 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.