Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2024)
    • CF30 Customer (since 24 Aug 2023)
    • CF4 Partner (AR) (since 24 Aug 2023)
    • (2)Employed By (since 24 Aug 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 20 Jan 2024)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (684)Employed By (19 Jun 2003 to 1 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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