Piers mepsted

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Advice Centre Limited

    FRN 413317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 20 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2023)
    • Responsibility for MCD Intermediation (since 8 Apr 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Nov 2023)
    • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Apr 2016 to 8 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2012 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (10 Sep 2008 to 31 Dec 2011)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (646)Employed By (10 Sep 2008 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.