Lighthouse Advisory Services Limited

Open as Markdown
Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Priti Verma

    IRN PXV01292

    • (1654)SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
    • (1653)SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • Quentin Wayne Grosvenor

    IRN QWG01000

    • (761)CF30 Customer (8 Dec 2010 to 13 Dec 2010)
  • Rachel Jane Brown

    IRN RJB01287

    • (199)CF22 Investment Adviser (Trainee) (22 Jul 2003 to 28 May 2004)
  • Rachel Lowe

    IRN RXL00079

    • (3471)[FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • Rachel Stones

    IRN RXS00705

    • (2635)[FCA CF] Significant management (1 Jun 2024 to 5 Nov 2024)
    • (2634)[FCA CF] Manager of certification employee (29 Jun 2022 to 5 Nov 2024)
  • Rafal Rusyn

    IRN RXR00008

    • (2803)CF30 Customer (1 Nov 2007 to 9 Apr 2024)
    • (2805)CF4 Partner (AR) (12 Dec 2002 to 9 Apr 2024)
    • (2804)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Rakesh Parmar

    IRN RXP01380

    • (229)7. Giving personal recommendations on long-term care insurance contracts
    • (230)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (231)4. Giving personal recommendations on retail investment products which are not broker funds
    • (233)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (232)CF30 Customer (since 28 May 2014)
  • Ralph Gerald Garside

    IRN RGG00003

    • (723)CF21 Investment Adviser (19 Jun 2003 to 8 Sep 2004)
  • Ramesh Chand Jain

    IRN RCJ00012

    • (3)CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
  • Raymond Alan Goodchild

    IRN RAG00029

    • (1460)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (367)SMF1 Chief Executive

  2. controlled function added: (366)SMF2 Chief Finance

  3. controlled function added: (365)SMF10 Chair of the Risk Committee

  4. controlled function added: (364)SMF9 Chair of the Governing Body

  5. controlled function added: (363)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (362)CF30 Customer

  7. controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts

  10. controlled function added: (358)SMF18 Other Overall Responsibility

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