Rakesh Parmar

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited

    FRN 195199

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 May 2014)
  • Lighthouse Financial Advice Limited

    FRN 225502

    • (47)Employed By (since 28 May 2014)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (22 Nov 2012 to 7 Jul 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Aug 2012 to 7 Jul 2014)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (31)Employed By (9 Aug 2012 to 7 Jul 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 21 Oct 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (30 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2006 to 10 Apr 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jun 2004 to 15 Apr 2005)
    • CF22 Investment Adviser (Trainee) (31 Oct 2003 to 10 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (31)Employed By at Ashwood Law Wealth Management Ltd