Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF4 Partner (AR) (since 9 Sep 2022)
- CF30 Customer (since 9 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Carlton Financial Solutions
FRN 221166
- Employed By (since 12 Dec 2002)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2024)
- CF4 Partner (AR) (12 Dec 2002 to 9 Apr 2024)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.