Carlton Financial Solutions

FRN: 221166
Last scraped: 3 weeks ago

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Suite 17

Carlton Business Centre

Station Road

Carlton

Notts

NG4 3AA

UNITED KINGDOM

Phone

+4401159402111

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ian James Shaw
IRN IJS00002
- Employed By (23 Jan 2003 to 30 Nov 2006)
Paul Martin Spindler
IRN PMS00049
- Employed By (5 Jun 2006 to 18 Aug 2009)
Rafal Rusyn
IRN RXR00008
- Employed By (since 12 Dec 2002)
Roy John Kennedy
IRN RJK00003
- Employed By (since 23 Jan 2003)
Stephen Roy Bell
IRN SRB00004
- Employed By (3 Mar 2004 to 31 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.