Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Paul David White
IRN PDW00011
- (1202)CF30 Customer (15 Aug 2013 to 22 Jun 2015)
- Paul Davies
IRN PXD00100
- (2913)CF1 Director (AR) (8 Oct 2014 to 6 Nov 2020)
- (2912)CF30 Customer (24 Oct 2011 to 31 Dec 2012)
- Paul Dodds
IRN PXD00138
- (1851)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 16 Apr 2021)
- (1850)[FCA CF] Client dealing (1 Sep 2020 to 16 Apr 2021)
- Paul Donald Sayers
IRN PDS00037
- (1867)CF21 Investment Adviser (19 Jun 2003 to 12 Aug 2004)
- Paul Ernest Roberts
IRN PER00004
- (905)CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- (906)CF21 Investment Adviser (31 Mar 2004 to 31 Oct 2007)
- Paul Gerard Molloy
IRN PGM01131
- (698)CF30 Customer (24 Jul 2009 to 28 Jun 2010)
- Paul Gibbons
IRN PXG00008
- (1919)CF7 Sole Trader (AR) (20 Feb 2003 to 25 Feb 2004)
- (1918)CF21 Investment Adviser (1 Nov 2002 to 25 Feb 2004)
- Paul Griffiths
IRN PJG00067
- (306)7. Giving personal recommendations on long-term care insurance contracts
- (307)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (308)4. Giving personal recommendations on retail investment products which are not broker funds
- (310)Appointed representative dealing with clients for which they require qualification (since 23 Feb 2023)
- (309)CF30 Customer (since 1 Nov 2007)
- (2817)CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
- Paul Hays
IRN PXH00054
- (701)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- (702)CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
- Paul Howard Williams
IRN PHW00002
- (2889)CF30 Customer (10 Sep 2008 to 13 Feb 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Independent Financial Planning Group Ltd(no longer appointed)
FRN 400436 · Appointed 27 Apr 2004 · Until 20 Jun 2007
- F P Solutions (Octavian Partnership)(no longer appointed)
FRN 400084 · Appointed 8 Apr 2004 · Until 17 Jan 2008
- Cleevewood Financial Services Limited(no longer appointed)
FRN 232254 · Appointed 17 Mar 2004 · Until 15 Sep 2008
- Foxall Financial Services Limited(no longer appointed)
FRN 230958 · Appointed 12 Jan 2004 · Until 22 Oct 2019
- Lighthouse (Thames Valley)(no longer appointed)
FRN 230729 · Appointed 5 Jan 2004 · Until 18 Apr 2007
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (367)SMF1 Chief Executive
controlled function added: (366)SMF2 Chief Finance
controlled function added: (365)SMF10 Chair of the Risk Committee
controlled function added: (364)SMF9 Chair of the Governing Body
controlled function added: (363)Appointed representative dealing with clients for which they require qualification
controlled function added: (362)CF30 Customer
controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (358)SMF18 Other Overall Responsibility