Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Nicola Giselle Cave
IRN NGC01026
- (3306)CF30 Customer (1 Nov 2007 to 22 Nov 2013)
- (3307)CF21 Investment Adviser (20 Jul 2006 to 31 Oct 2007)
- (3308)CF1 Director (AR) (20 Jul 2006 to 5 Jan 2007)
- Nicola Hadley
IRN NJW00018
- (1950)[FCA CF] Manager of certification employee (22 Dec 2021 to 9 May 2023)
- Nicola Jane Johnson
IRN NJJ01026
- (1171)CF1 Director (AR) (5 Sep 2003 to 23 Jul 2004)
- Nicola Rippon
IRN NAR01040
- (1932)[FCA CF] Manager of certification employee (1 Sep 2020 to 17 Jul 2023)
- Nigel Alexander James Anderson
IRN NAA00008
- (2454)CF30 Customer (28 Dec 2011 to 30 Jun 2016)
- Nigel Cinnamond
IRN NLC00009
- (1877)[FCA CF] Manager of certification employee (1 Sep 2020 to 19 Jul 2022)
- Nigel Frank Nicholson
IRN NFN00001
- (2973)CF30 Customer (1 Nov 2007 to 18 Aug 2008)
- (2974)CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
- (2975)CF7 Sole Trader (AR) (1 Nov 2005 to 31 Jan 2007)
- Nigel John Kilborn
IRN NJK01015
- (2827)CF30 Customer (11 May 2015 to 28 Aug 2015)
- Nigel John Platt
IRN NJP00005
- (3217)CF30 Customer (29 Oct 2010 to 31 May 2013)
- Nigel Martin
IRN NXM01190
- (218)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Blenheim73 Financial Services(no longer appointed)
FRN 220921 · Appointed 25 Nov 2002 · Until 31 Dec 2005
- Farrier Financial Services(no longer appointed)
FRN 220925 · Appointed 25 Nov 2002 · Until 6 Aug 2007
- Susan M Glover Financial Services(no longer appointed)
FRN 220923 · Appointed 25 Nov 2002 · Until 30 Jun 2021
- Lighthouse (East Midlands)(no longer appointed)
FRN 220926 · Appointed 25 Nov 2002 · Until 31 Dec 2005
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (288)CF30 Customer
controlled function added: (287)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (286)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (285)Director of firm who is not a certification employee or a SMF manager
controlled function added: (284)Appointed representative dealing with clients for which they require qualification
controlled function added: (283)CF30 Customer
controlled function added: (282)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (281)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (280)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (279)Appointed representative dealing with clients for which they require qualification