Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
    • [FCA CF] Client dealing (since 2 May 2023)
  • PHIL ANDERSON FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 631218

    • CF30 Customer (11 Jul 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (28 Dec 2011 to 30 Jun 2016)
  • Financial Options (N. E.) Limited (no longer approved here)

    FRN 219690

    • (6)Employed By (5 Sep 2008 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.