Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Forgue Financial Services Ltd
FRN 977186
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 May 2023)
- [FCA CF] Client dealing (since 2 May 2023)
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- CF30 Customer (11 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (28 Dec 2011 to 30 Jun 2016)
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- (6)Employed By (5 Sep 2008 to 30 Jun 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.