Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- CF30 Customer (since 20 Aug 2018)
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Quilter Financial Advisers Ltd
FRN 452529
- (370)Employed By (since 20 Aug 2018)
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- (181)Employed By (1 Apr 2020 to 15 Nov 2022)
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- CF30 Customer (15 Sep 2015 to 27 Jul 2018)
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- CF30 Customer (11 May 2015 to 28 Aug 2015)
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- (627)Employed By (1 May 2015 to 28 Aug 2015)
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- CF30 Customer (20 Jun 2011 to 11 Nov 2012)
- CF21 Investment Adviser (1 Dec 2001 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.