Nigel Frank Nicholson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Langbourn Limited

    FRN 739528

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Sep 2016)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2016 to 30 Sep 2018)
  • Financial Profiles Limited (no longer approved here)

    FRN 432431

    • CF30 Customer (6 Dec 2010 to 19 Oct 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 18 Aug 2008)
    • CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Nov 2005 to 31 Jan 2007)
  • Lighthouse (Vintry) 11 (no longer approved here)

    FRN 400054

    • (11)Employed By (7 Apr 2004 to 6 May 2004)

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Updates to this individual's record on the FCA register.

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