LIFA (UK) Limited

Date authorised
18 November 2013
Companies House
08497093
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    61 Bohemia Road
    St. Leonards-on-Sea
    East Sussex
    TN37 6RG
    UNITED KINGDOM
    Phone
    +4407885022418

  • Complaints Contact

    61 Bohemia Road
    St. Leonards-on-Sea
    East Sussex
    TN37 6RG
    UNITED KINGDOM
    Phone
    +4407885022418

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Fabian

    IRN AJF01201

    • CF30 Customer (13 Jul 2018 to 7 Dec 2018)
  • Geoffrey Ian Stubbings

    IRN GIS00002

    • CF30 Customer (11 Dec 2013 to 1 Apr 2014)
    • CF1 Director (AR) (11 Dec 2013 to 1 Apr 2014)
  • Graeme Barnes

    IRN CXB00010

    • CF1 Director (AR) (6 Feb 2014 to 19 May 2014)
  • James Anderson Barr

    IRN JAB00071

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2023)
  • James Comgall Blair

    IRN JCB00023

    • CF30 Customer (18 Nov 2013 to 12 Oct 2017)
  • Michael Graham Upton

    IRN MGU00003

    • CF30 Customer (18 Dec 2013 to 1 Apr 2014)
    • CF1 Director (AR) (18 Dec 2013 to 1 Apr 2014)
  • Peter Robert Livett

    IRN PRL01042

    • [FCA CF] CASS oversight function (since 28 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (18 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Nov 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Nov 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Nov 2013 to 30 Sep 2018)
  • Richard Anthony Stone

    IRN RAS00054

    • CF1 Director (AR) (18 Nov 2013 to 9 Nov 2015)
    • CF30 Customer (18 Nov 2013 to 9 Nov 2015)
  • Simon James Brannigan

    IRN SJB00018

    • CF30 Customer (18 Nov 2013 to 10 Sep 2014)
    • CF1 Director (AR) (18 Nov 2013 to 10 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.