Simon James Brannigan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
    • [FCA CF] Client dealing (since 1 Sep 2024)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (2 Oct 2018 to 16 Sep 2019)
    • CF1 Director (AR) (2 Oct 2018 to 16 Sep 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (11 May 2017 to 1 Oct 2018)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (11 May 2017 to 22 Jun 2019)
  • LIFA (UK) Limited (no longer approved here)

    FRN 600504

    • CF30 Customer (18 Nov 2013 to 10 Sep 2014)
    • CF1 Director (AR) (18 Nov 2013 to 10 Sep 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (27 Mar 2009 to 22 Jan 2010)
    • CF1 Director (AR) (14 Jan 2005 to 12 Sep 2005)
  • All Things Financial Ltd (no longer approved here)

    FRN 407690

    • Employed By (19 Mar 2009 to 22 Jan 2010)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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