Michael Graham Upton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited

    FRN 618025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
    • [FCA CF] Client dealing (since 26 Nov 2020)
  • LIFA (UK) Limited (no longer approved here)

    FRN 600504

    • CF30 Customer (18 Dec 2013 to 1 Apr 2014)
    • CF1 Director (AR) (18 Dec 2013 to 1 Apr 2014)
  • Braunton IFA Limited (no longer approved here)

    FRN 189747

    • Employed By (26 Sep 2003 to 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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