Geoffrey Ian Stubbings

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2024)
- CF30 Customer (31 Jan 2019 to 8 Dec 2019)
LIFA (UK) Limited (no longer approved here)
FRN 600504
- CF30 Customer (11 Dec 2013 to 1 Apr 2014)
- CF1 Director (AR) (11 Dec 2013 to 1 Apr 2014)
Braunton IFA Limited (no longer approved here)
FRN 189747
- Employed By (29 Oct 2012 to 31 Aug 2014)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (27 Jun 2008 to 12 Oct 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.