Richard Anthony Stone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Nov 2015)
    • CF1 Director (AR) (since 9 Nov 2015)
  • Little Pebbles Financial Solutions Ltd

    FRN 581963

    • (2)Employed By (since 9 Nov 2015)
  • LIFA (UK) Limited (no longer approved here)

    FRN 600504

    • CF30 Customer (18 Nov 2013 to 9 Nov 2015)
    • CF1 Director (AR) (18 Nov 2013 to 9 Nov 2015)
  • Braunton IFA Limited (no longer approved here)

    FRN 189747

    • Employed By (26 Sep 2003 to 25 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.