Libertas Wealth Management Ltd

• Principal Place of Business

  37 High Street

  Frodsham

  Cheshire

  WA6 7AJ

  UNITED KINGDOM

  Phone

  +4401928622332

  Web

  https://www.libertaswm.co.uk

• Complaints Contact

  37 High Street

  Frodsham

  Cheshire

  WA6 7AJ

  UNITED KINGDOM

  Phone

  +4401928622332

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Brownless

  IRN AJB01850

  • [FCA CF] Client dealing (23 Jul 2020 to 25 Mar 2024)
  • [FCA CF] Functions requiring qualifications (23 Jul 2020 to 25 Mar 2024)
• Julie Mary Preston

  IRN JMP01189

  • Appointed representative dealing with clients for which they require qualification (1 Sep 2021 to 12 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2023)
  • CF11 Money Laundering Reporting (3 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
• Paul Robertson

  IRN PXR00419

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 5 Sep 2025)
  • [FCA CF] Client dealing (since 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
• Philip Raodh Clerkin

  IRN PRC00062

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 2 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2023)
  • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
  • [FCA CF] Client dealing (since 10 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 10 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 13 Dec 2018)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 11 Dec 2018)
  • CF10 Compliance Oversight (6 Aug 2015 to 3 Oct 2018)
  • CF30 Customer (6 Aug 2015 to 11 Dec 2018)
  • Responsible for Insurance Mediation (6 Aug 2015 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (6 Aug 2015 to 3 Oct 2018)
  • CF1 Director (6 Aug 2015 to 8 Dec 2019)
• Raphael Gerard Clerkin

  IRN RGC00027

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Oct 2025)
  • [FCA CF] Client dealing (1 Jan 2021 to 13 Oct 2025)
  • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Nov 2022)
  • CF30 Customer (17 Aug 2015 to 21 Dec 2016)
• Simon Philip Yates

  IRN SXY01052

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 7 Jan 2025)
  • CF1 Director (AR) (since 7 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (since 13 May 2021)
  • CF1 Director (AR) (28 Jan 2022 to 22 Oct 2024)
  • CF30 Customer (28 Jan 2022 to 22 Oct 2024)
  • [FCA CF] Functions requiring qualifications (13 May 2021 to 1 Nov 2022)
  • [FCA CF] Client dealing (13 May 2021 to 1 Nov 2022)

• Enlightened Money Ltd

  FRN 950959 · Appointed 7 Jan 2025

• Enlightened Money Ltd (no longer appointed)

  FRN 950959 · Appointed 13 May 2021 · Until 14 Oct 2024

• LWM Wealth Ltd (no longer appointed)

  FRN 765729 · Appointed 30 Dec 2020 · Until 17 Apr 2023

No changes recorded yet.