Julie Mary Preston

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Libertas Wealth Management Ltd (no longer approved here)

    FRN 684341

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2021 to 12 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2023)
    • CF11 Money Laundering Reporting (3 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
  • Navigation Financial Services Ltd (no longer approved here)

    FRN 192626

    • CF1 Director (7 Jan 2008 to 25 Sep 2018)
    • CF8 Apportionment and Oversight (7 Jan 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (7 Jan 2008 to 25 Sep 2018)
    • CF11 Money Laundering Reporting (7 Jan 2008 to 25 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 25 Sep 2018)
    • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 26 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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