Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Oct 2025)
- [FCA CF] Client dealing (1 Jan 2021 to 13 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Nov 2022)
- CF30 Customer (17 Aug 2015 to 21 Dec 2016)
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- CF1 Director (AR) (7 Apr 2020 to 30 Dec 2020)
- CF30 Customer (6 Dec 2016 to 30 Dec 2020)
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- CF30 Customer (12 Aug 2013 to 6 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 6 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.