Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Libertas Wealth Management Ltd (no longer approved here)

    FRN 684341

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 13 Oct 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 13 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Nov 2022)
    • CF30 Customer (17 Aug 2015 to 21 Dec 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (7 Apr 2020 to 30 Dec 2020)
    • CF30 Customer (6 Dec 2016 to 30 Dec 2020)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (12 Aug 2013 to 6 Aug 2015)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.