Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Throgmorton Capital Management Limited
FRN 827982
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
- [FCA CF] Client dealing (since 12 Mar 2024)
-
- [FCA CF] Functions requiring qualifications (23 Jul 2020 to 25 Mar 2024)
- [FCA CF] Client dealing (23 Jul 2020 to 25 Mar 2024)
-
- CF30 Customer (27 Mar 2018 to 20 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.