Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
    • [FCA CF] Client dealing (since 12 Mar 2024)
  • Libertas Wealth Management Ltd (no longer approved here)

    FRN 684341

    • [FCA CF] Functions requiring qualifications (23 Jul 2020 to 25 Mar 2024)
    • [FCA CF] Client dealing (23 Jul 2020 to 25 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Mar 2018 to 20 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.