Philip Raodh Clerkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Libertas Wealth Management Ltd

    FRN 684341

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2023)
    • SMF16 Compliance Oversight (since 2 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2020)
    • [FCA CF] Client dealing (since 10 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 13 Dec 2018)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 11 Dec 2018)
    • CF11 Money Laundering Reporting (6 Aug 2015 to 3 Oct 2018)
    • CF10 Compliance Oversight (6 Aug 2015 to 3 Oct 2018)
    • Responsible for Insurance Mediation (6 Aug 2015 to 30 Sep 2018)
    • CF1 Director (6 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (6 Aug 2015 to 11 Dec 2018)
  • Enlightened Money Ltd (no longer approved here)

    FRN 950959

    • (3)Employed By (2 Dec 2021 to 23 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Oct 2018 to 24 Jan 2020)
    • CF1 Director (AR) (21 Dec 2016 to 24 Jan 2020)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (24 Feb 2014 to 4 Sep 2014)
  • Richard Bamber & Company Limited (no longer approved here)

    FRN 222626

    • CF30 Customer (10 Jan 2013 to 13 Sep 2013)
  • ELM TREE FINANCIAL SERVICES LTD (no longer approved here)

    FRN 511619

    • CF30 Customer (1 Jan 2013 to 23 Jul 2013)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF4 Partner (AR) (9 Mar 2012 to 21 Dec 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF4 Partner (AR) (9 Mar 2012 to 21 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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