LGIM Real Assets (Operator) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Stockbroking
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to unregulated collective investment schemes managed by the firm.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit
Show 3 limitations Hide limitations
- · Limited to unregulated collective investment schemes managed by the firm.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sonja Laud
IRN SXS02053
- [FCA CF] Material risk taker (1 Apr 2020 to 27 Feb 2026)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 27 Feb 2026)
- [FCA CF] Significant management (1 Apr 2020 to 10 Jul 2020)
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Stephen Andrew Johnson
IRN SAJ01047
- [FCA CF] Client dealing (20 Jan 2022 to 2 Feb 2023)
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Stephen Licence
IRN SCL01080
- [FCA CF] Significant management (since 1 Apr 2020)
- [FCA CF] Material risk taker (since 1 Apr 2020)
- CF28 Systems and controls (15 Oct 2014 to 8 Dec 2019)
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Steven John Bolton
IRN SJB01640
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (18 Jan 2019 to 8 Dec 2019)
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Stuart James Woodyatt
IRN SJW01453
- SMF3 Executive Director (since 31 Mar 2026)
- [FCA CF] Manager of certification employee (since 10 Dec 2025)
- [FCA CF] Significant management (since 10 Dec 2025)
- [FCA CF] Material risk taker (since 24 Mar 2025)
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Stuart John Hitchcock
IRN SJH01354
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
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Sylvia Kowalski
IRN SXK01636
- CF30 Customer (26 Oct 2018 to 22 Jan 2019)
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Teresa Barnard
IRN TXB01460
- CF10 Compliance Oversight (11 Feb 2013 to 1 Nov 2019)
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Tom Roberts
IRN TXR00076
- [FCA CF] Client dealing (since 11 Sep 2020)
- [FCA CF] Material risk taker (12 Feb 2021 to 12 May 2021)
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Tom Sumpster
IRN TRS01075
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (11 Jan 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.