Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
    • CF21 Investment Adviser (7 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.