Sonja Laud

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (20 Aug 2024 to 27 Feb 2026)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • Responsible for Insurance Distribution (11 Sep 2020 to 27 Feb 2026)
    • [FCA CF] Client dealing (1 Apr 2020 to 27 Feb 2026)
    • SMF1 Chief Executive (18 Mar 2020 to 27 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2026)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 27 Feb 2026)
    • [FCA CF] Material risk taker (1 Apr 2020 to 27 Feb 2026)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 27 Feb 2026)
    • [FCA CF] Significant management (1 Apr 2020 to 10 Jul 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 27 Feb 2026)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 20 Jul 2021)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 27 Feb 2026)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (2 Oct 2017 to 30 Nov 2018)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF30 Customer (18 Dec 2014 to 4 May 2017)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (18 Dec 2014 to 4 May 2017)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 25 Nov 2013)
    • CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)
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