LGIM Real Assets (Operator) Limited

Date authorised
1 April 2013
Companies House
05522016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
    Web
    https://www.lgim.com

  • Complaints Contact

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment schemes managed by the firm.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment schemes managed by the firm.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment schemes managed by the firm.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to unregulated collective investment schemes managed by the firm.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to unregulated collective investment schemes managed by the firm.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tony Christopher Doherty

    IRN ACD01093

    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Significant management (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Jul 2025)
  • William Devenney

    IRN WXD01071

    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • William Edwards

    IRN WXE00011

    • [FCA CF] Manager of certification employee (6 Mar 2024 to 27 Sep 2024)
    • [FCA CF] Material risk taker (12 Feb 2021 to 12 May 2021)
    • [FCA CF] Client dealing (1 Apr 2020 to 27 Sep 2024)
  • William Frank Riley

    IRN WFR01007

    • [FCA CF] Material risk taker (27 Sep 2023 to 18 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 6 Apr 2023)
  • Yu-Shuen Chan

    IRN YXC01102

    • [FCA CF] Client dealing (since 4 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.