Tony Christopher Doherty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance (Pensions Management) Limited

    FRN 202202

    • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2020)
    • [FCA CF] Material risk taker (20 Oct 2020 to 31 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2023)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

    FRN 119272

    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Significant management (1 Apr 2020 to 24 Mar 2023)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Jul 2025)
  • LGIM Real Assets (Operator) Limited

    FRN 447041

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Significant management (since 1 Apr 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Jul 2025)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Material risk taker (18 Oct 2021 to 31 Jul 2025)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • CF30 Customer (1 Nov 2007 to 5 Oct 2015)
    • CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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