William Frank Riley

• Legal and General Assurance Society Limited

  FRN 117659

  • [PRA CF] Managing a material risk taker (since 10 Dec 2018)
  • [FCA CF] Material risk taker (26 Nov 2020 to 17 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2021)
• LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

  FRN 119272

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Material risk taker (since 1 Apr 2020)
  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
  • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • [FCA CF] Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 1 Feb 2023)
• Legal and General Assurance (Pensions Management) Limited (no longer approved here)

  FRN 202202

  • [FCA CF] Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
• LGIM Real Assets (Operator) Limited (no longer approved here)

  FRN 447041

  • [FCA CF] Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2020 to 6 Apr 2023)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • CF29 Significant management (28 Sep 2017 to 24 Jul 2018)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
  • CF27 Investment Management (28 Mar 2006 to 31 Oct 2007)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF29 Significant management (28 Sep 2017 to 24 Jul 2018)
  • CF30 Customer (1 Dec 2009 to 31 Oct 2018)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • CF29 Significant management (28 Sep 2017 to 24 Jul 2018)
  • CF30 Customer (1 Dec 2009 to 31 Oct 2018)
• BlackRock Institutional Trust Company, N.A. (no longer approved here)

  FRN 409343

  • CF30 Customer (27 Aug 2009 to 7 Nov 2012)

No changes recorded yet.