Date authorised
8 May 2018
Companies House
10962628
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rhodri Mason

    IRN RRM01047

    • [FCA CF] Material risk taker (29 Jul 2024 to 15 Jan 2025)
  • Richard James Lee

    IRN RJL01221

    • [FCA CF] Material risk taker (since 29 Jul 2024)
  • Rosie Sears

    IRN RXS00070

    • [FCA CF] Material risk taker (since 20 Aug 2024)
    • [FCA CF] Significant management (since 14 Aug 2024)
  • Sarah Aitken

    IRN SFA01005

    • [FCA CF] Material risk taker (since 20 Aug 2024)
  • Sarah Ellicott

    IRN SXE00124

    • [FCA CF] Material risk taker (since 3 Feb 2025)
    • [FCA CF] Significant management (15 Nov 2022 to 14 Aug 2024)
  • Sean Galvin

    IRN SXG00547

    • [FCA CF] Significant management (19 Jun 2022 to 15 Nov 2022)
  • Shane Bourke

    IRN SXB01262

    • [FCA CF] Client dealing (9 Aug 2023 to 15 Oct 2024)
  • Shannon Lee

    IRN SXL00813

    • [FCA CF] Material risk taker (since 14 Feb 2025)
  • Simon Robert Pistell

    IRN SRP01039

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2021 to 19 Mar 2025)
    • SMF16 Compliance Oversight (28 Sep 2021 to 2 Oct 2024)
  • Sonja Laud

    IRN SXS02053

    • [FCA CF] Material risk taker (20 Aug 2024 to 27 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.