Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Sep 2025)
    • SMF27 Partner (since 9 Sep 2025)
    • SMF3 Executive Director (since 9 Sep 2025)
    • SMF1 Chief Executive (since 9 Sep 2025)
  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (29 Jul 2024 to 15 Jan 2025)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • SMF1 Chief Executive (5 May 2022 to 15 Jan 2025)
    • SMF3 Executive Director (5 May 2022 to 15 Jan 2025)
    • SMF18 Other Overall Responsibility (22 Aug 2020 to 5 May 2022)
    • [FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 22 Aug 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 22 Aug 2020)
    • CF29 Significant management (9 Jun 2016 to 8 Dec 2019)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 15 Jan 2025)
    • [FCA CF] Material risk taker (1 Apr 2020 to 15 Jan 2025)
    • [FCA CF] Significant management (1 Apr 2020 to 15 Jan 2025)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 20 Jul 2021)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 17 May 2021)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 20 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 22 Feb 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Jan 2025)
    • CF29 Significant management (9 Jun 2016 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 15 Jan 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Jan 2025)
    • CF29 Significant management (9 Jun 2016 to 9 Dec 2018)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (21 Jan 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.