Simon Robert Pistell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2021 to 19 Mar 2025)
    • SMF16 Compliance Oversight (28 Sep 2021 to 2 Oct 2024)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [PRA CF] Significant risk taker or Material risk taker (9 Oct 2019 to 19 Mar 2025)
    • CF29 Significant management (1 Nov 2007 to 15 Jan 2014)
    • CF20 Significant Mgt (Settlements) (17 Oct 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Jan 2004 to 31 Oct 2007)
  • Legal and General Assurance (Pensions Management) Limited (no longer approved here)

    FRN 202202

    • SMF4 Chief Risk (10 Dec 2018 to 1 May 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (20 Jul 2015 to 6 Mar 2016)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF28 Systems and controls (20 Jul 2015 to 1 May 2019)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF28 Systems and controls (20 Jul 2015 to 1 May 2019)
    • CF3 Chief Executive (22 Apr 2013 to 30 Jun 2015)
    • CF30 Customer (27 Dec 2007 to 2 Jun 2014)
    • CF1 Director (1 Dec 2001 to 30 Jun 2015)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • CF28 Systems and controls (20 Jul 2015 to 1 May 2019)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • CF1 Director (23 Feb 2010 to 1 Sep 2010)
    • CF2 Non Executive Director (26 Jun 2008 to 22 Feb 2010)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF1 Director (23 Feb 2010 to 1 Sep 2010)
    • CF2 Non Executive Director (26 Jun 2008 to 22 Feb 2010)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (20 Nov 2009 to 3 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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