Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGGP MANAGEMENT LIMITED
FRN 793552
- [FCA CF] Material risk taker (since 20 Aug 2024)
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LGIM Real Assets (Operator) Limited
FRN 447041
- [FCA CF] Material risk taker (since 1 Apr 2020)
- [FCA CF] Manager of certification employee (20 Jan 2022 to 28 Nov 2023)
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- [FCA CF] Client dealing (since 1 Apr 2020)
- SMF18 Other Overall Responsibility (since 18 Mar 2020)
- CF30 Customer (28 Jan 2016 to 8 Dec 2019)
- CF1 Director (3 Mar 2015 to 30 Sep 2019)
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- [FCA CF] Material risk taker (since 1 Apr 2020)
- [FCA CF] Manager of certification employee (since 1 Apr 2020)
- [FCA CF] Significant management (since 1 Apr 2020)
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Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Client dealing (since 10 Dec 2018)
- [FCA CF] Manager of certification employee (since 10 Dec 2018)
- [FCA CF] Significant management (9 Dec 2019 to 22 Feb 2021)
- [FCA CF] Material risk taker (10 Dec 2018 to 17 May 2021)
- [PRA CF] Managing a material risk taker (10 Dec 2018 to 17 May 2021)
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- [FCA CF] Client dealing (since 9 Dec 2019)
- [PRA CF] Key function holder (since 10 Dec 2018)
- SMF1 Chief Executive (10 Dec 2018 to 3 Nov 2025)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF8 Apportionment and Oversight (3 Mar 2015 to 6 Mar 2016)
- CF3 Chief Executive (3 Mar 2015 to 6 Mar 2016)
- CF1 Director (3 Mar 2015 to 9 Dec 2018)
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- [FCA CF] Material risk taker (1 Apr 2020 to 10 Jul 2020)
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- CF30 Customer (1 Jul 2013 to 1 Jul 2013)
- CF1 Director (1 Jan 2013 to 25 Jun 2013)
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- CF1 Director (26 Mar 2008 to 25 Jun 2013)
- CF30 Customer (1 Nov 2007 to 25 Jun 2013)
- CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
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- CF27 Investment Management (18 May 2005 to 20 Sep 2005)
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.