LEGAL & MEDICAL INVESTMENTS LIMITED

• Principal Place of Business

  Floor 3,

  Cumberland House,

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

  Web

  https://www.legalandmedical.co.uk

• Complaints Contact

  Floor 3

  Cumberland House

  Oriel Road

  Cheltenham

  GL50 1BB

  UNITED KINGDOM

  Phone

  +4401242576277

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roy Hinton

  IRN RJH00066

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 13 Mar 2023)
  • [FCA CF] Client dealing (since 10 May 2021)
  • [FCA CF] Functions requiring qualifications (since 10 May 2021)
• Sarah Swinford

  IRN SJS01276

  • CF30 Customer (1 Sep 2013 to 24 Aug 2015)
• Sophie Hodson

  IRN SXH00324

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• Stephen Derek Booth

  IRN SDB00026

  • CF30 Customer (1 Nov 2007 to 24 May 2010)
  • CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)
• Stephen John Sherwood

  IRN SJS00010

  • CF30 Customer (26 Jan 2011 to 15 Oct 2011)
• Stuart John Forrest

  IRN SJF00032

  • CF30 Customer (23 Jul 2009 to 16 Jul 2011)
• Timothy Haddon

  IRN TXH00019

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Victoria Ellen Ryan

  IRN VEW01007

  • [FCA CF] Manager of certification employee (since 18 Nov 2024)
• Vincenzo Rosellina

  IRN VBR01002

  • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 6 Oct 2023)
  • [FCA CF] Client dealing (21 Jun 2022 to 6 Oct 2023)
• William David Champion-Pritchett

  IRN WXP00046

  • [FCA CF] Functions requiring qualifications (30 Nov 2021 to 28 Apr 2023)
  • [FCA CF] Client dealing (30 Nov 2021 to 28 Apr 2023)

• Dental & Medical Wealth Management Ltd (no longer appointed)

  FRN 600541 · Appointed 3 May 2013 · Until 16 Dec 2022

• Medical & Legal Investments Ltd (no longer appointed)

  FRN 600448 · Appointed 1 May 2013 · Until 16 Dec 2022

No changes recorded yet.