Roy Hinton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & MEDICAL INVESTMENTS LIMITED

    FRN 185193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 10 May 2021)
    • [FCA CF] Client dealing (since 10 May 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2021)
    • CF30 Customer (20 Jan 2019 to 19 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (381)Employed By (20 Jan 2019 to 19 Apr 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 4 Jan 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.